Advisor
When you work with a financial advisor you are simultaneously engaging a broker-dealer – the organization behind the scenes that will process all your transactions, supply regulatory supervision and act as the back office for your advisor. The broker-dealer adds scale, resources and oversight to the personalized boutique service you receive from your advisor. Our broker-dealer is NFP Securities, Inc.
NFP is a well-capitalized public company (NYSE: NFP) that is a top distributor of insurance services*, including retirement planning, insurance and advisory services. NFP Securities, Inc. (NFPSI) is a subsidiary of NFP and a FINRA registered broker-dealer. NFPSI is a top independent broker-dealer based on gross revenue in the April, 2010 Investment News Broker-Dealer Survey.
Your assets are custodied by Fidelity – also a large and well-capitalized company that takes measures to help ensure that your assets are safeguarded and all records are properly kept. The presence of a third party custodian acts as a safety net to help ensure that client assets are not used inappropriately by any financial institution or investment manager.
*July 2010, Best’s Review’s Top Global Insurance Brokers
The culture of Fusion Advisor Network fosters a commitment to strict ethical standards and business excellence, with the goal of a network of high-end financial advisors who are reliable and trustworthy.
Securities and Investment Advisory Services offered through NFP Securities, Inc. Member FINRA/SIPC. NFP Securities, Inc. is not affiliated with Fusion Financial Group or Fusion Advisor Network. NFP Securities, Inc. does not offer tax or legal advice.
This site is published for residents of the United States only. Registered representatives and investment advisor representatives of NFP Securities, Inc. may only conduct business with residents of the states and jurisdictions in which they are properly registered. Therefore, a response to a request for information may be delayed. Not all of the products and services referenced on this site are available in every state and through every representative or advisor listed. For additional information, please contact the NFP Securities, Inc. Compliance Department at 512-697-6000.